Archives - IOSCO - International Organization of Securities Commissions

• 24 March 2015 Code of Conduct Fundamentals for Credit Rating Agencies

  The Code is intended to offer a set of robust, practical measures as a guide to and a framework for CRAs with respect to protecting the integrity of the rating process, ensuring that investors and issuers are treated fairly, and safeguarding confidential material information provided them by issuers.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Market Regulation

• 4 March 2015 FSB and IOSCO propose Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions

  The FSB and the IOSCO are seeking comments on the revised proposal on assessment methodologies for identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs). Comments should be sent to [email protected] by 29 May 2015.

  Content Type(s): Press, Press Releases Source(s): FSB, IOSCO Policy Area(s): SIFIs

• 4 March 2015 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions

  This second consultative document sets out the revised proposal on the assessment methodologies for identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs). The FSB and IOSCO welcome comments sent to [email protected] by 29 May 2015.

  Content Type(s): Consultations, Publications Source(s): FSB, IOSCO Policy Area(s): Non-bank financial intermediation, SIFIs