Archives - Market Regulation - Financial Stability Board
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FSB RSS Feedsen2024-03-29T06:42:37+00:00Regulation of retail structured products
https://www.fsb.org/2013/12/regulation-of-retail-structured-products/
This Report sets out a toolkit outlining regulatory options that IOSCO members may find useful in their regulation of retail structured products.2013-12-01T13:23:56+00:00Regulation of retail structured products2013-12-01Regulatory issues raised by changes in market structure
https://www.fsb.org/2013/12/regulatory-issues-raised-by-changes-in-market-structure/
This Report identifies possible outstanding issues and risks posed by existing or developing market structures and includes recommendations to address the identified potential risks.2013-12-01T13:22:13+00:00Regulatory issues raised by changes in market structure2013-12-01Principles for the Regulation of Exchange Traded Funds
https://www.fsb.org/2013/06/cos_130624/
This report outlines a list of 9 principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning Exchange Traded Funds (ETF). Generally, these principles reflect a common approach and are a practical guide for regulators and industry practitioners. 2013-06-24T03:53:00+00:00Principles for the Regulation of Exchange Traded Funds2013-06-24Principles for the Valuation of Collective Investment Schemes
https://www.fsb.org/2013/05/cos_130507/
This document outlines a set of 11 principles for the valuation of Collective Investment Schemes (CIS) and are intended to be a basis against which both the industry and regulators can assess the quality of regulation and industry practices concerning CIS valuation. 2013-05-07T04:06:00+00:00Principles for the Valuation of Collective Investment Schemes2013-05-07Principles of Liquidity Risk Management for Collective Investment Schemes
https://www.fsb.org/2013/03/cos_130304/
This document outlines a set of principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning liquidity risk management for collective investment schemes (CIS). These principles aim to reflect a level of common approach and to be a practical guide for regulators and industry practitioners.2013-03-04T04:14:00+00:00Principles of Liquidity Risk Management for Collective Investment Schemes2013-03-04Suitability Requirements With Respect To the Distribution of Complex Financial Products
https://www.fsb.org/2013/01/cos_130122/
IOSCO issued nine principles to promote robust customer protection in connection with the distribution of complex financial products by intermediaries, including guidance on how the applicable suitability requirements should be implemented.2013-01-22T04:21:00+00:00Suitability Requirements With Respect To the Distribution of Complex Financial Products2013-01-22