Archives - IOSCO - International Organization of Securities Commissions

• 22 January 2013 Suitability Requirements With Respect To the Distribution of Complex Financial Products

  IOSCO issued nine principles to promote robust customer protection in connection with the distribution of complex financial products by intermediaries, including guidance on how the applicable suitability requirements should be implemented.

  Content Type(s): Compendium Source(s): IOSCO Policy Area(s): Financial Regulation and Supervision Topic(s): Consumer and Investor Protection, Market Regulation, Transparency and Disclosure