Compendium of Standards
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1 May 2011 Principles to Address Dark Liquidity
These principles focus on a number of areas of regulatory concern which may adversely impact the market including transparency and price discovery, market fragmentation, knowledge of trading intentions, fair access; and the ability to assess actual trading volume in dark pools. -
1 February 2011 Principles on Point of Sale Disclosure
Principles that are designed to assist markets and market authorities when considering point of sale disclosure requirements for collective investment schemes (CIS). -
20 January 2011 Insolvency and Creditor Rights Standard
The ICR Standard is designed as a broad-spectrum assessment tool to assist countries in their efforts to evaluate and improve insolvency and creditor/debtor regimes. -
1 January 2011 OECD/ IOPS Good Practices for Pension Funds' Risk Management Systems
The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives are designed to help supervisory authorities in their oversight of alternative investments made by pension funds.
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