Archives - Financial Regulation and Supervision - Financial Stability Board
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FSB RSS Feedsen2024-03-28T18:03:13+00:00Policy Framework for Effective and Efficient Financial Regulation
https://www.fsb.org/2009/11/cos_091126/
The Policy Framework offers a high-level set of principles for financial regulation, intended to support efforts to achieve stronger, more resilient financial systems.2009-11-26T04:21:00+00:00Policy Framework for Effective and Efficient Financial Regulation2009-11-26IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions
https://www.fsb.org/2009/11/cos_091101/
These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers.2009-11-01T10:17:00+00:00IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions2009-11-01Unregulated Financial Markets and Products
https://www.fsb.org/2009/09/cos_090901a/
IOSCO developed recommendations in relation to Unregulated Financial Markets and Products, in particular to securitisation and credit default swap markets.2009-09-01T11:34:00+00:00Unregulated Financial Markets and Products2009-09-01Principles and Implementation Standards for Sound Compensation Practices
https://www.fsb.org/2009/09/cos_090401b/
The Principles and Standards for Sound Compensation Practices intend to reduce incentives towards excessive risk taking that may arise from the structure of compensation schemes for significant financial institutions.
2009-09-01T09:56:00+00:00Principles and Implementation Standards for Sound Compensation Practices2009-09-01Principles on Outsourcing by Markets
https://www.fsb.org/2009/07/cos_090601b/
Outsourcing poses important challenges to the integrity and effectiveness of the financial and capital markets and for the market authorities.2009-07-01T11:27:00+00:00Principles on Outsourcing by Markets2009-07-01Report on Good Practices in Relation to Investment Managers' Due Diligence When Investing in Structured Finance Instruments
https://www.fsb.org/2009/06/cos_090601c/
IOSCO establishes good practices in relation to investment managers' due diligence when investing in structured finance instruments.2009-06-01T11:32:00+00:00Report on Good Practices in Relation to Investment Managers' Due Diligence When Investing in Structured Finance Instruments2009-06-01Hedge Funds Oversight
https://www.fsb.org/2009/06/cos_090601a/
This report contains six high level principles on the regulation of hedge funds including mandatory registration, appropriate disclosures and sharing of information.2009-06-01T11:27:00+00:00Hedge Funds Oversight2009-06-01Regulation of Short Selling
https://www.fsb.org/2009/06/cos_090601/
IOSCO developed high-level principles for the effective regulation of short selling. These principles are designed to assist regulators in their consideration of a regulatory regime for short selling.2009-06-01T11:26:00+00:00Regulation of Short Selling2009-06-01Due diligence and transparency regarding cover payment messages related to cross-border wire transfers
https://www.fsb.org/2009/05/cos_090512/
This document describes the supervisory expectations for the information that must be included in payment messages related to cover payments, the various mechanisms that must be used to ensure that complete and accurate information has been included in such messages, and the use that should be made of the information for anti-money laundering and combating the financing of terrorism purposes.2009-05-12T03:49:00+00:00Due diligence and transparency regarding cover payment messages related to cross-border wire transfers2009-05-12Supervisory guidance for assessing banks' financial instrument fair value practices
https://www.fsb.org/2009/04/cos_090401/
The principles in this document promote strong governance processes around valuations; the use of reliable inputs and diverse information sources; the articulation and communication of valuation uncertainty to internal and external stakeholders; the allocation of sufficient banking and supervisory resources to the valuation process; independent verification and validation processes; consistency in valuation practices for risk management and reporting purposes, where possible; and strong supervisory oversight around bank valuation practices.2009-04-01T12:42:00+00:00Supervisory guidance for assessing banks' financial instrument fair value practices2009-04-01