Archives - Financial Regulation and Supervision - Financial Stability Board
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FSB RSS Feedsen2024-03-28T11:16:58+00:00Securities Activity on the Internet
https://www.fsb.org/2003/10/cos_980901h/
These reports (issued in October 2003, Jun 2001 and Sep 1998) examine and provide guidance on issues relating to the impact of the Internet on securities regulation. They identify those Internet issues that should be addressed by each jurisdiction and provide guidelines on how to approach those issues.2003-10-01T10:01:00+00:00Securities Activity on the Internet2003-10-01Statement of Principles for Addressing Sell-Side Securities Analyst Conflicts of Interest
https://www.fsb.org/2003/09/cos_030901/
This document sets out principles that are intended to address key issues regarding analyst conflicts of interest.2003-09-25T11:05:00+00:00Statement of Principles for Addressing Sell-Side Securities Analyst Conflicts of Interest2003-09-25IOSCO Statement Of Principles Regarding The Activities Of Credit Rating Agencies
https://www.fsb.org/2003/09/cos_030901a/
This document sets out principles for the activities of credit rating agencies (CRAs).2003-09-01T11:05:00+00:00IOSCO Statement Of Principles Regarding The Activities Of Credit Rating Agencies2003-09-01High-level principles for the cross-border implementation of the New Accord
https://www.fsb.org/2003/08/cos_030801/
This document sets out 6 principles that should apply in fostering closer practical cooperation between supervisors so as to implement the New Accord as effectively and efficiently as possible.2003-08-01T02:34:00+00:00High-level principles for the cross-border implementation of the New Accord2003-08-01Management and supervision of cross-border electronic banking activities
https://www.fsb.org/2003/07/cos_030701/
This document expresses supervisory expectations and guidance as to banks carrying out cross-border electronic banking activities, as well as to their home and host supervisors.2003-07-01T02:40:00+00:00Management and supervision of cross-border electronic banking activities2003-07-01General Principles Regarding Disclosure of Management's Discussion and Analysis of Financial Condition and Results of Operations
https://www.fsb.org/2003/02/cos_030201a/
The principles are intended to provide useful guidance for issuers in preparing MD&A-type disclosure and for regulators in reviewing such disclosure.2003-02-01T11:04:00+00:00General Principles Regarding Disclosure of Management's Discussion and Analysis of Financial Condition and Results of Operations2003-02-01Shell banks and booking offices
https://www.fsb.org/2003/01/cos_030101a/
This document sets out the Committee's conclusions as regards the supervisory treatment of shell banks and booking offices.2003-01-01T02:48:00+00:00Shell banks and booking offices2003-01-01Parallel-owned banking structures
https://www.fsb.org/2003/01/cos_030101/
This document sets out supervisory guidance for dealing with parallel banks.2003-01-01T02:45:00+00:00Parallel-owned banking structures2003-01-01