Archives - Prudential Supervision and Oversight
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1 December 2011 OECD/IOPS Good Practices on Pension Funds' Use of Alternative Investments and Derivatives
The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives. -
2 September 2011 General Principles for Credit Reporting
Credit reporting systems are a key element of countries' financial infrastructure. The General Principles (GPs) aim at strengthening credit reporting systems to effectively support the sound and fair extension of credit in an economy as the foundation for robust and competitive markets. To this end, the GPs promote safe and efficient credit reporting systems. -
1 June 2011 Operational Risk - Supervisory Guidelines for the Advanced Measurement Approaches
The document identifies supervisory guidelines associated with the development and maintenance of key internal governance, data and modelling frameworks underlying the Advanced Measurement Approaches for operational risk. -
1 June 2011 Principles for the Sound Management of Operational Risk
The document outlines a set of principles that provide a framework for the effective management and supervision of operational risk, for use by banks and supervisory authorities when evaluating operational risk management policies and practices. It updates the February 2003 Sound Practices for the Management and Supervision of Operational Risk. -
19 May 2011 OECD Guidelines on Insurer Governance
This document provide guidance and serve as a reference point for insurers, governmental authorities, and other relevant stakeholders. They are applicable to any insurer licensed to underwrite life, non–life and reinsurance policies and take into account the specificities of the sector. -
1 January 2011 OECD/ IOPS Good Practices for Pension Funds' Risk Management Systems
The good practices reflect what pension regulatory and supervisory authorities usually expect to examine when assessing the risk management of pension funds that use alternative investments and derivatives are designed to help supervisory authorities in their oversight of alternative investments made by pension funds.