Archives - Market Regulation
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1 August 2010 Principles for Direct Electronic Access to Markets
This report sets forth elements regarding principles pertinent to direct electronic access (DEA), including those that address pre-conditions for DEA, information flow, and adequate systems and controls and is intended to guide markets, intermediaries and regulators. -
1 July 2010 Transparency of Structured Finance Products
IOSCO sets out a number of factors that are designed to assist market authorities when considering how to enhance post-trade transparency of SFPs in their respective jurisdictions. -
1 April 2010 Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities
The disclosure topics highlighted in the ABS Disclosure Principles are intended as a starting point for consideration and analysis by securities regulators.