Archives - Legal Framework
-
3 November 2015 Principles for Cross-border Effectiveness of Resolution Actions
The Principles should assist jurisdictions in developing statutory frameworks and legal processes to enable prompt effect to be given to foreign resolution actions. -
15 October 2014 Key Attributes of Effective Resolution Regimes for Financial Institutions
The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes. -
1 February 2012 FATF Recommendations on Combating Money Laundering and the Financing of Terrorism & Proliferation
A complete set of counter-measures against Money Laundering and the Financing of Terrorism and Proliferation, covering the required legal, regulatory, and operational measures. -
2 September 2011 General Principles for Credit Reporting
Credit reporting systems are a key element of countries' financial infrastructure. The General Principles (GPs) aim at strengthening credit reporting systems to effectively support the sound and fair extension of credit in an economy as the foundation for robust and competitive markets. To this end, the GPs promote safe and efficient credit reporting systems. -
20 January 2011 Insolvency and Creditor Rights Standard
The ICR Standard is designed as a broad-spectrum assessment tool to assist countries in their efforts to evaluate and improve insolvency and creditor/debtor regimes. -
26 February 2010 Guidance for the Establishment of a Legal Protection Scheme for Deposit Insurance Systems
The deposit insurer and individuals working for the deposit insurer should be protected against lawsuits for their decisions and actions taken in "good faith" while discharging their mandates. -
1 November 2009 IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions
These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers. -
1 October 2008 Generally Accepted Principles and Practices for Sovereign Wealth Funds ("Santiago Principles")
The purpose of the Santiago Principles is to identify a framework of generally accepted principles and practices that properly reflect appropriate governance and accountability arrangements as well as the conduct of investment practices by SWFs on a prudent and sound basis. -
1 March 2008 OECD/IOPS Guidelines on the Licensing of Pension Entities
These guidelines provide a framework for licensing regulations and the assessment of licensing applications from pension entities. -
16 January 2007 General Principles for International Remittances Services
The General Principles for International Remittances Services (GPs) provide guidance on how to improve the national market for international remittances by increasing efficiency and ultimately reducing the cost of transfer.