Archives - IOSCO - International Organization of Securities Commissions
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1 October 2011 Regulation of Nominee Accounts in Emerging Markets
This report intends to identify effective regulatory mechanisms and tools for the nominee account system, develop recommendations to better regulate nominee accounts and help regulators address relevant investor protection issues. -
1 October 2011 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency
These recommendations are aimed at promoting market integrity and efficiency and at mitigating the risks posed to the financial system by the latest technological developments including high frequency and algorithmic trading. -
1 September 2011 Principles for the Regulation and Supervision of Commodity Derivatives Markets
These principles are aimed at ensuring a globally consistent approach to the oversight of commodity derivatives markets which will deliver effective supervision, combat market manipulation and improve price transparency. -
1 May 2011 Principles to Address Dark Liquidity
These principles focus on a number of areas of regulatory concern which may adversely impact the market including transparency and price discovery, market fragmentation, knowledge of trading intentions, fair access; and the ability to assess actual trading volume in dark pools. -
1 February 2011 Principles on Point of Sale Disclosure
Principles that are designed to assist markets and market authorities when considering point of sale disclosure requirements for collective investment schemes (CIS).